RESULTS

Our proven
track record.

  • Represented a NYSE-listed company in aggregate $1.8B stock and bond transactions, including the sale of $800MM of senior notes in a private placement with Goldman Sachs as the lead underwriter, financing involving the simultaneous redemption and repurchase of outstanding secured notes, a subsequent registration and exchange offer for the new notes, the sale of 6.9MM shares of common stock, and the sale of an additional $600MM of senior notes under a new indenture.
  • Represented a NYSE-listed company in its acquisition of a Canadian, public company in exchange for $56MM of cash, $118MM in our client’s common stock, and the assumption of approximately $235MM of the acquired company’s debt. We also assisted this client in successfully completing an offering of $300MM of Senior Secured Notes.
  • Follow-on registered public offerings of $64MM and $11MM of common stock by publicly held clients.
  • Represented a company in closing a $30+ MM private financing from multi-national investors, structured with special participation rights for both investors and equity incentives.
  • Counseled a U.S. pharmaceutical company regarding its merger with a Taiwanese company and the subsequent listing of the company on Taiwanese Exchanges.
  • Represented issuer in an $82MM initial public offering.
  • Represented a NYSE-listed company in its $1.25B acquisition of a company with operations in the United States and Canada, including raising financing through a sale of equity and privately placed notes, and an amendment to its revolving credit facility.
  • Represented a NYSE-listed company in aggregate $1.8B stock and bond transactions, including a private placement of senior notes, the simultaneous redemption and repurchase of outstanding secured notes, and a sale of common stock.
  • Represented former senior officer of major mutual fund complex in SEC investigation and enforcement litigation.
  • Represented outside director of a public company in SEC enforcement litigation.
  • Represented former public company employee in an SEC revenue recognition investigation.
  • Served as plaintiff’s counsel in two related securities class action litigations that resulted in settlements totaling $6.7MM.
RESOURCES

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Publications

November 2, 2020

Tax-Exempt Entity Retirement Plans and the Tax Consequences of Noncompliance

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Publications

October 20, 2020

Important Changes on the Way for Massachusetts Cannabis Delivery Licenses

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Publications

October 15, 2020

Massachusetts Publishes Proposed Regulations to Establish Delivery License

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Alerts

October 8, 2020

Tax-Exempt Entity 457(b) Plans & the Tax Consequences of Noncompliance

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Alerts

October 2, 2020

Cannabis Control Commission Publishes Proposed Regulations to Establish Wholesale Delivery License

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Speaking Engagements

October 1, 2020

Business Email Compromise: New Vulnerabilities and Best Practices During the Pandemic and Beyond

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Speaking Engagements

September 23, 2020

Retail Electric Markets 101: Hot Topics in New England Retail Electricity Market

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Community Involvement

August 27, 2020

Rob Munnelly Elected Secretary of Northeast Energy and Commerce Association

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Publications

August 25, 2020

Massachusetts Travels the Long and Winding Road to Social Equity in Cannabis

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